DOJ Mandates CCO Certification of Compliance Programs - The National Law Review

6/28/2022 12:00:00 AM2 years 10 months ago

U.S. Department of Justice (DOJ) Deputy Attorney General Lisa Monaco presented a new policy at a Securities Industry and Financial Markets Association event that requires chief compliance officers (CC

U.S. Department of Justice (DOJ) Deputy Attorney General Lisa Monaco presented a new policy at a Securities Industry and Financial Markets Association event that requires chief compliance officers (C… [+7296 chars]

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